Remediation programs are a key opportunity to rebuild customer trust and engagement, repair processes, and evolve and simplify products to achieve better alignment with evolving needs of the institution and the customers. These programs help institutions create better relationships with the regulators and the clients. To restore integrity and trust, banks need to show the regulators that they are doing more than just a check-box exercise when it comes to fulfilling their regulatory obligations. iComply will assist organizations to carry out successful Know Your Customer (KYC) projects and remediation programs. We will manage projects and perform the following activities for the clients.


Client File Review

Client File Review which will include the following:

  • Document Verification
  • Source of Wealth & Source of Funds
  • Transaction Monitoring
  • Enhanced Due Diligence for High Risk & PEP clients
  • Sanctions Screening
  • Bad Press Screening
  • External Due Digence (public & privileged information)
  • Internal SAR Filing

Policy & Process enhancements

We will assist firms in enhancing the monitoring and controls and also updating the policies & procedures


We will provide all necessary compliance training for the employees

Regulatory Liaison & update

We will help our clients in preparing for any regulatory risk assessments, regulatory reporting and update